U.S. Department of Labor
Employment Standards Administration
Office of Labor-Management Standards
Washington, DC 20210

FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT

Form Approved
Office of Management and Budget
No. 1215-0188
Expires: 11-30-2006

MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN TOTAL ANNUAL RECEIPTS AND LABOR ORGANIZATIONS IN TRUSTEESHIP

 

This report is manadatory under P.L. 86-257, as amended.  Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440.

READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.

For Official Use Only

1. FILE NUMBER
542-939

2. PERIOD COVERED

From

1/1/2006

Through

12/31/2006

3.

(a) AMENDED - Is this an amended report:

No

 

(b) HARDSHIP - Filed under the hardship procedures:

No

 

(c) TERMINAL - This is a terminal report:

No

4. AFFILIATION OR ORGANIZATION NAME
AUTO WORKERS AFL-CIO

5. DESIGNATION (Local, Lodge, etc.)
LOCAL UNION

6. DESIGNATION NBR
5286

7. UNIT NAME (if any)

8. MAILING ADDRESS (Type or print in capital letters)

First Name
RANDY

Last Name
PHILBECK

P.O Box - Building and Room Number

Number and Street
131 DALLAS TOWNE PLAZA

City
DALLAS

State
NC

ZIP Code + 4
28034



9. Are your organization's records kept at its mailing address?

Yes

 

Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in the instructions.)

26. SIGNED:

Sandy S McAllister

PRESIDENT

27. SIGNED:

Randy D Philbeck

TREASURER

Date:

Mar 13, 2007

Contact Info:

 

Date:

Mar 13, 2007

Contact Info:

 

 

Form LM-2 (Revised 2003)

 

ITEMS 10 THROUGH 21

FILE NUMBER: 542-939

 

10. During the reporting period did the labor organization create or participate in the administration of a trust or a fund or organization, as defined in the instructions, which provides benefits for members or beneficiaries?

No

11. During the reporting period did the labor organization have a Political Action Committee (PAC) fund?

No

12. During the reporting period did the labor organization have an audit or review of its books and records by an outside accountant or by a parent body auditor/representative?

No

13. During the reporting period did the labor organization discover any loss or shortage of funds or other assets? (Answer "Yes" even if there has been repayment or recovery.)

No

14. What is the maximum amount recoverable under the labor organization's fidelity bond for a loss caused by any officer, employee or agent of the labor organization who handled union funds?

$50,000

15. During the reporting period did the labor organization acquire or dispose of any assets in a manner other than purchase or sale?

Yes

16. Were any of the labor organization's assets pledged as security or encumbered in any way at the end of the reporting period?

No

17. Did the labor organization have any contingent liabilities at the end of the reporting period?

No

18. During the reporting period did the labor organization have any changes in its constitution or bylaws, other than rates of dues and fees, or in practices/procedures listed in the instructions?

Yes

19. What is the date of the labor organization's next regular election of officers?

04/2009

20. How many members did the labor organization have at the end of the reporting period?

698

21. What ar the labor organization's rates of dues and fees?

Rates of Dues and Fees

Dues/Fees

Amount

 

Unit

Minimum

Maximum

(a) Regular Dues/Fees

2 Hours Straight

per

Month

 

 

(b) Working Dues/Fees

0

per

 

 

 

(c) Initiation Fees

$20.00

per

 

 

 

(d) Transfer Fees

0

per

 

 

 

(e) Work Permits

0

per

 

 

 

 

Form LM-2 (Revised 2003)

 

STATEMENT A - ASSETS AND LIABILITIES

FILE NUMBER: 542-939

 

ASSETS

 

ASSETS

Schedule
Number

Start of Reporting Period
(A)

End of Reporting Period
(B)

22. Cash

 

$31,857

$32,126

23. Accounts Receivable

1

$0

$0

24. Loans Receivable

2

$0

$0

25. U.S. Treasury Securities

 

$0

$0

26. Investments

5

$0

$0

27. Fixed Assets

6

$11,468

$12,024

28. Other Assets

7

$1,441

$1,872

29. TOTAL ASSETS

 

$44,766

$46,022

 

LIABILITIES

 

LIABILITIES

Schedule
Number

Start of Reporting Period
(A)

End of Reporting Period
(B)

30. Accounts Payable

8

$0

$0

31. Loans Payable

9

$0

$0

32. Mortgages Payable

 

$0

$0

33. Other Liabilities

10

$18,620

$20,698

34. TOTAL LIABILITIES

 

$18,620

$20,698

 

 

 

 

 

35. NET ASSETS

$26,146

$25,324

 

Form LM-2 (Revised 2003)

 

STATEMENT B - RECEIPTS AND DISBURSEMENTS

FILE NUMBER: 542-939

 

CASH RECEIPTS

SCH

AMOUNT

36. Dues and Agency Fees

 

$318,823

37. Per Capita Tax

 

$0

38. Fees, Fines, Assessments, Work Permits

 

$460

39. Sale of Supplies

 

$282

40. Interest

 

$0

41. Dividends

 

$0

42. Rents

 

$0

43. Sale of Investments and Fixed Assets

3

$0

44. Loans Obtained

9

$0

45. Repayments of Loans Made

2

$0

46. On Behalf of Affiliates for Transmittal to Them

 

$0

47. From Members for Disbursement on Their Behalf

 

$8,094

48. Other Receipts

14

$85,723

49. TOTAL RECEIPTS

 

$413,382

CASH DISBURSEMENTS

SCH

AMOUNT

50. Representational Activities

15

$152,352

51. Political Activities and Lobbying

16

$1,564

52. Contributions, Gifts, and Grants

17

$4,868

53. General Overhead

18

$2,822

54. Union Administration

19

$34,517

55. Benefits

20

$895

56. Per Capita Tax

 

$205,098

57. Strike Benefits

 

$0

58. Fees, Fines, Assessments, etc.

 

$0

59. Supplies for Resale

 

$166

60. Purchase of Investments and Fixed Assets

4

$622

61. Loans Made

2

$0

62. Repayment of Loans Obtained

9

$0

63. To Affiliates of Funds Collected on Their Behalf

 

$0

64. On Behalf of Individual Members

 

$8,114

65. Direct Taxes

 

$2,503

  

66. Subtotal

 

$413,521

67. Withholding Taxes and Payroll Deductions

 

 

  67a. Total Withheld

$4,949

 

 

  67b. Less Total Disbursed

$4,541

 

 

  67c. Total Withheld But Not Disbursed

 

$408

68. TOTAL DISBURSEMENTS

 

$413,113

 

Form LM-2 (Revised 2003)

 

SCHEDULE 1 - ACCOUNTS RECEIVABLE AGING SCHEDULE

FILE NUMBER: 542-939

 

There was no data found for this schedule.

 

SCHEDULE 2 - LOANS RECEIVABLE

FILE NUMBER: 542-939

 

There was no data found for this schedule.

 

SCHEDULE 3 - SALE OF INVESTMENTS AND FIXED ASSETS

FILE NUMBER: 542-939

 

There was no data found for this schedule.

 

SCHEDULE 4 - PURCHASE OF INVESTMENTS AND FIXED ASSETS

FILE NUMBER: 542-939

 

Description (if land or buildings, give location)
(A)

Cost
(B)

Book Value
(C)

Cash Paid
(D)

Total of all lines

$622

$622

$622

2 Drawer File Cabinet

$107

$107

$107

4 Drawer File Cabinet

$141

$141

$141

4 Drawer File Cabinet

$141

$141

$141

Phone

$160

$160

$160

Microcassette Recorder

$73

$73

$73

 

14. Less Reinvestments

$0

(Net Purchases total will automatically entered in Item 60)

15. Net Purchases

$622

 

Form LM-2 (Revised 2003)

 

SCHEDULE 5 - INVESTMENTS

FILE NUMBER: 542-939

 

Description
(A)

Amount
(B)

Marketable Securities

 

1. Total Cost

$0

2. Total Book Value

$0

3. List each marketable security which has a book value over $5000 and exceeds 5% of Line 2.

  

*       .

$0

Other Investments

&n